Licensed Financial Advisor
Company: Citizens Bank & Trust
Location: Lake Wales
Posted on: August 5, 2022
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Job Description:
Job Description POSITION DESCRIPTION POSITION TITLE: Retail
Investment Officer/Financial Advisor DEPARTMENT: Citizens Financial
Group a subsidiary of Citizens Bank & Trust CLASSIFICATION: Exempt
REPORTING RELATIONSHIP POSITION REPORTS TO: Director of Wealth
Management POSITIONS SUPERVISED : CFG Administrative Assistant
POSITION SUMMARY Manage and supervise all CFG operations and
personnel. . ESSENTIAL DUTIES & RESPONSIBILITIES Conduct investment
business for retail and commercial bank customers. Maintain
existing client retention and banking center relationships. Manage
CFG business plans & personnel Maintain relationship with
broker-dealer and other service vendors Monitor regulatory changes
as pertains to bank program OTHER SKILLS/QUALIFICATIONS Securities
and Insurance licenses --- 7, 63, 65, Life Health & Variable
Annuity. Investment management experience Bank Program marketing
knowledge Strategic & Financial Planning SUPERVISORY
RESPONSIBILITIES Supervise all licensed persons and support staff
EDUCATION &/OR EXPERIENCE B.A. --- Finance or Accounting 5
Years Bank Investment Program Experience 2 Years Investment
Supervisory Experience QUALIFICATIONS Must be able to multi-task
Must be able to make sound decisions within scope of job Must
possess written and oral skills to give presentations Must be well
organized, accurate and detail oriented Must have the ability to
adapt to change Must have good time management skills Must be
cooperative and willing to assist others Must be able to work
independently as well as with others Must be familiar with Windows,
Microsoft word and Excel PHYSICAL DEMANDS No unusual physical
demands required for this job. Must be able to do sedentary work.
May occasionally have to lift up to 10 pounds typical of most
office positions. The physical demands described here are
representative of those that must be met by an employee to
successfully perform the essential functions of this job.
Reasonable accommodations may be made to enable individuals with
disabilities to perform the essential functions. WORK ENVIRONMENT
Must be accustomed to professional, business, office environment in
manner and dress. Must demonstrate excellent human relations skills
with customers and bank associates. Must be willing to participate
as a team member. COMPLIANCE WITH REGULATORY REQUIREMENTS Each
associate is responsible for compliance with all applicable
regulatory requirements affecting the banking industry as well as
applicable SEC, FINRA, State of Florida, Citizens Bank & Trust,
CFG, Infinex Investments and other applicable regulatory policies
and procedures. When an associate has supervisory responsibilities,
he or she will make certain that their staff understands their
responsibilities to comply with applicable regulatory issues and
internal programs, policies and procedures. Equal Opportunity
Employer/Affirmative Action & E-Verify Employer/Drug Free Workplace
Best Places to Work Employer Company Description Citizens Bank &
Trust is a full-service financial institution, with a wide range of
account and loan products tailored to fit any customers needs.
Additionally, we offer the most experienced group of wealth
management, trust and private banking professionals in the market
to assist you. Our customers and employees are our greatest
asset.
Keywords: Citizens Bank & Trust, Lakeland , Licensed Financial Advisor, Accounting, Auditing , Lake Wales, Florida
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